TrueAdvisor
TrueAdvisor
AH
CFP
AH
CFP

Alfred Holland

Vestgen Advisors, LLC
26 Years of Experience
Dallas, TX
2 Disclosures
View SEC Summary
View SEC Summary

Alfred Holland is a CFP-designated registered investment advisor at Vestgen Advisors, LLC, based in Dallas, TX, with 26 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 22,790 clients with $6.7B in assets under management.

Vestgen Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
58 advisors
Number of Clients
22,790 clients
Average Client Portfolio
$292K average
Assets Under Management
$6.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The annual fee ranges up to a maximum of 2.5% of assets held in the account. Fees are negotiable at the firm's discretion based on criteria such as account size, asset types, and relationship history.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5930 LBJ Freeway, Suite 401, Dallas, TX, 75240

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2012
Final
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vestgen Advisors, LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Optimum Investment Advisors, LLC
June 2014 - September 2025 · 11 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2009 - June 2012 · 2 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC
October 2009 - June 2012 · 2 yrs 8 mos
UBS Financial Services INC.
April 2001 - October 2009 · 8 yrs 6 mos
UBS Financial Services INC.Broker
April 2001 - October 2009 · 8 yrs 6 mos
UBS Warburg LLCBroker
July 2000 - May 2001 · 10 mos
Northern Trust Brokerage, INC.Broker
October 1986 - June 1989 · 2 yrs 8 mos
State Registrations2 states
ILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dallas, TX →All financial advisors in Texas →