TrueAdvisor
TrueAdvisor
AH
CFP
AH
CFP

Alfred David Holland

Vestgen Advisors, LLC
26 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Vestgen Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
9,453 clients
Average Client Portfolio
$367K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Location

20 S. Clark Street, Suite 2130, Chicago, IL, 60603

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History

Regulatory History (2)
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Regulatory
June 2012
Final
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vestgen Advisors, LLC
May 2025 - Present · 9 mos
Previous Registrations
Optimum Investment Advisors, LLC
June 2014 - September 2025 · 11 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2009 - June 2012 · 2 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC
October 2009 - June 2012 · 2 yrs 8 mos
UBS Financial Services INC.
April 2001 - October 2009 · 8 yrs 6 mos
UBS Financial Services INC.Broker
April 2001 - October 2009 · 8 yrs 6 mos
UBS Warburg LLCBroker
July 2000 - May 2001 · 10 mos
Northern Trust Brokerage, INC.Broker
October 1986 - June 1989 · 2 yrs 8 mos
State Registrations2 states
ILTX
Advisor
Exams
No exam information available for this advisor.