Thomas Vangeffen
Thomas Vangeffen is a registered investment advisor at LPL Financial LLC, based in Slidell, LA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1338 Gause Blvd. Ste 203, Slidell, LA, 70458
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2003Other Business Activities
Thomas operates his LPL business through Van Geffen Group LLC, dedicating full-time hours to it. He also has ownership in real estate rental properties and a restaurant, but spends minimal or no time on these ventures.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Pan-American Financial AdvisersBroker
Raymond James Financial Services, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.