Thomas Prude is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Slidell, LA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2065 1st St, Slidell, LA, 70458-3626
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas has several business activities, including Thomas A Prude, LLC, Champagne Building LLC (real estate rental), Pontchartrain Management LLC (expense sharing for investment business), Pontchartrain Investment Management, and 2253 Carey Street, LLC (commercial real estate rental). He spends minimal time on each of the real estate rental activities and about 5% of his time on Pontchartrain Management LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations18 states
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