Jeffry Johnson
Jeffry Johnson is a registered investment advisor at LPL Financial LLC, based in Newport Beach, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1048 Irvine Ave. Ste 783, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2004Customer Dispute
April 2002Other Business ActivitiesSells Insurance
Jeffry is an agent for accident & health, life, and variable insurance. He also operates Johnson Wealth Group as a DBA for his securities business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Mutual Advisors, LLC
Mutual Securities, INC.
Mutual Securities, INC.Broker
Pmb Securities CORP.Broker
Pmb Securities CORP.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
U.S. Bancorp Piper Jaffray INC.Broker
First Union Securities, INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.