DR
DR
Douglas Rachlin
29 Years of Experience
New York, NY
1 DisclosureBroker
Douglas Rachlin is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 29 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002Settled
Other Business Activities
Douglas provides portfolio management services to Neuberger Berman BD LLC clients and is a visiting lecturer at Tufts University since 2022. Teaching takes a few hours per week during non-trading hours.
Employment History
Current Registrations
Neuberger Berman Bd LLC
October 2005 - Present · 20 yrs 9 mos
Neuberger Berman Bd LLC
October 2005 - Present · 20 yrs 9 mos
Neuberger Berman Bd LLCBroker
October 2005 - Present · 20 yrs 9 mos
Previous Registrations
Neuberger Berman Management LLCBroker
December 2012 - June 2016 · 3 yrs 6 mos
Lehman Brothers INC.
July 2003 - October 2005 · 2 yrs 3 mos
Lehman Brothers INC.Broker
September 1996 - October 2005 · 9 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.