Scott Notowich
Scott Notowich is a registered investment advisor at Highland Capital Management, LLC, based in Memphis, TN, with 18 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 957 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.75% |
| $5.0M - $15.0M | 0.38% |
| $15M+ | 0.38% |
Schedule reflects Traditional Equity accounts. Fixed income accounts are 0.375% on first $10M and 0.25% above. Core Plus charges 1.00% plus 10% performance fee. SMID Cap Core Alpha charges 0.75%. All fee rates and minimums are negotiable.
Fee Estimator
Location
850 Ridge Lake Blvd, Suite 205, Memphis, TN, 38120
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2010Customer Dispute
December 2008Customer Dispute
August 2005Other Business Activities
Scott is an advisory board member for IAI, spending minimal time on this activity. This activity is not investment-related.
Employment History
Current Registrations
Highland Capital Management, LLC
Previous Registrations
Oppenheimer & CO. INC.
Stanford Group Company
Citigroup Global Markets INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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