Alan Erickson is a CFA-designated registered investment advisor at Highland Capital Management, LLC, based in Memphis, TN, with 1 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 957 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.75% |
| $5.0M - $15.0M | 0.38% |
| $15M+ | 0.38% |
Schedule reflects Traditional Equity accounts. Fixed income accounts are 0.375% on first $10M and 0.25% above. Core Plus charges 1.00% plus 10% performance fee. SMID Cap Core Alpha charges 0.75%. All fee rates and minimums are negotiable.
Fee Estimator
Location
850 Ridge Lake Blvd, Suite 205, Memphis, TN, 38120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Highland Capital Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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