Raju Pathak is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28 State Street 26th Floor, Boston, MA, 02109
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Regulatory History (3)
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Customer Dispute
January 2010Settled
Customer Dispute
May 2001Settled
Customer Dispute
July 1999Denied
Other Business Activities
Raju is a board member for Junior Achievement of Greater Boston and the Town of Milton, MA Airplane Noise Committee. These activities require minimal time and are not investment-related.
Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
December 1986 - February 1988 · 1 yr 2 mos
State Registrations34 states
AZCACOCTDCDEFLGAIAIDILINKSMAMDMEMINCNHNJNVNYOHORPASCTNTXUTVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.