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CFP
MH
CFP

Michael Henderson

LPL Financial LLC
27 Years of Experience
Maitland, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Henderson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Maitland, FL, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2600 Maitland Center Parkway, Suite 340, Maitland, FL, 32751

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is involved in several business activities, including operating Crossover Point Advisors as a DBA for LPL business and as a registered investment advisor DBA, and providing investment advisory services through Independent Advisor Alliance. He also owns Henderson Wealth Management for tax/investment purposes, works as a non-variable insurance agent for Sage Insurance Partners, and is writing a book.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2020 - Present · 6 yrs 7 mos
Independent Advisor Alliance, LLC
February 2019 - Present · 7 yrs 9 mos
Previous Registrations
Collaborative Wealth
May 2015 - August 2019 · 4 yrs 3 mos
Independent Financial Partners
July 2011 - June 2015 · 3 yrs 11 mos
LPL Financial LLC
April 2009 - December 2011 · 2 yrs 8 mos
LPL Financial LLCBroker
March 2009 - March 2019 · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2005 - March 2009 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - March 2009 · 3 yrs 11 mos
American Express Financial Advisors, INC.
May 1999 - April 2005 · 5 yrs 11 mos
Ids Life Insurance CompanyBroker
May 1999 - April 2005 · 5 yrs 11 mos
American Express Financial Advisors INC.Broker
May 1999 - April 2005 · 5 yrs 11 mos
State Registrations9 states
ALFLGAINKYNCORPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Michael Henderson - Financial Advisor | TrueAdvisor