James Dorman
James Dorman is a CFP, PFS-designated registered investment advisor at Dorman Financial Management, P.A., based in Maitland, FL, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 262 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annualized fees range from 0.4% to 2.0% depending on individual circumstances and are negotiable. Fees are billed quarterly in advance.
Fee Estimator
Location
557 N. Wymore Road, Suite 201, Maitland, FL, 32751
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2005Other Business ActivitiesSells Insurance
James is the owner/officer of Dorman Financial Management, PA, an independent registered investment advisor offering insurance and tax services, dedicating nearly full-time hours to it. He also has 50% ownership in Blue Ocean Wealth Advisors, but spends no time there.
Employment History
Current Registrations
Dorman Financial Management, P.A.
Previous Registrations
Fsc Securities Corporation
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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