James Dorman
James Dorman is a CFP, PFS-designated registered investment advisor at Dorman Financial Management, P.A., based in Maitland, FL, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 262 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dorman Financial Management's fees for managing your investments range from 0.4% to 2.0% per year, depending on your individual circumstances. These fees are calculated based on the value of your account at the end of the previous quarter and are billed quarterly in advance. The advisory fee is negotiable. Family members' accounts may be combined to determine the applicable fee.
Location
557 N. Wymore Road, Suite 201, Maitland, FL, 32751
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2005Other Business ActivitiesSells Insurance
James is the owner/officer of Dorman Financial Management, PA, an independent registered investment advisor offering insurance and tax services, dedicating nearly full-time hours to it. He also has 50% ownership in Blue Ocean Wealth Advisors, but spends no time there.
Employment History
Current Registrations
Dorman Financial Management, P.A.
Previous Registrations
Fsc Securities Corporation
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.