TrueAdvisor
TrueAdvisor
TW
CFP · ChFC
TW
CFP · ChFC

Thomas Wood

Edelman Financial Engines
35 Years of Experience
Fairfax, VA
View SEC Summary
View SEC Summary

Thomas Wood is a CFP, ChFC-designated registered investment advisor at Edelman Financial Engines, based in Fairfax, VA, with 35 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,244,406 clients with $330B in assets under management.

Edelman Financial Engines
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
727 advisors
Number of Clients
1,244,406 clients
Average Client Portfolio
$262K average
Assets Under Management
$326.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$900
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $400K1.75%
$400K - $750K1.25%
$750K - $1.0M1.00%
$1.0M - $3.0M0.75%
$3.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees for amounts over $25 million are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4000 Legato Road, 8th Floor, Fairfax, VA, 22033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a passive investor in NS Arbors Investor 1 LLC, which owns existing rental apartments, and Catawba Ventures Inc LLC, a casino management company. These activities require minimal time and only the latter is investment-related.

Employment History
Current Registrations
Edelman Financial Engines
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Ef Legacy Securities, LLCBroker
April 2016 - October 2018 · 2 yrs 6 mos
Sanders Morris Harris LLCBroker
December 2005 - April 2016 · 10 yrs 4 mos
Edelman Financial Services, LLC
July 1999 - November 2018 · 19 yrs 4 mos
Royal Alliance Associates, INC.Broker
May 1999 - December 2005 · 6 yrs 7 mos
MML Investors Services, INC.Broker
October 1993 - June 1999 · 5 yrs 8 mos
Dozier Whelan Securities, INC.Broker
October 1992 - January 1995 · 2 yrs 3 mos
MML Investors Services, INC.Broker
January 1991 - April 1992 · 1 yr 3 mos
State Registrations2 states
TXVA
Advisor

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Exams
No exam information available for this advisor.
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