JW
JW

Joseph Wiesenfeld

21 Years of Experience
Weehawken, NJ
2 DisclosuresBroker

Joseph Wiesenfeld is a registered investment advisor at UBS Financial Services INC., based in Weehawken, NJ, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Lincoln Harbor, 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ, 07086

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History

Regulatory History (2)
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Financial
July 2018
Final
Financial
April 2018
Pending
Other Business Activities

Joseph is a partner at Tri State Packers, LLC, a dry food packaging company, since 2014. This activity is not investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
October 2021 - Present · 4 yrs 7 mos
UBS Financial Services INC.
October 2009 - Present · 16 yrs 7 mos
UBS Financial Services INC.Broker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
UBS Securities LLCBroker
June 2006 - October 2008 · 2 yrs 4 mos
UBS Services USA LLCBroker
September 2003 - August 2006 · 2 yrs 11 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.