Adam Wass
Adam Wass is a registered investment advisor at Osaic Institutions, INC., based in Westminster, CA, with 34 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Location
16348 Beach Blvd, Westminster, CA, 92683
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2021Other Business Activities
Adam refers clients to AmeriEstate for prepaid legal and trust services since 2009. This investment-related activity takes minimal time.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Cuso Financial Services, L.P.Broker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Glenfed Brokerage ServicesBroker
Mutual of Omaha Fund Management CompanyBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Perry Nocifora, CFPOsaic Wealth, INC.