RC
RC

Randolph Carver

39 Years of Experience
Mentor, OH
3 DisclosuresBroker

Randolph Carver is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mentor, OH, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

7473 Center Street, Mentor, OH, 44094

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1999
Closed-No Action
Customer Dispute
November 1999
Closed-No Action
Customer Dispute
October 1999
Settled
Other Business Activities

Randolph is involved in various business activities, including teaching, real estate partnerships, and authorship. He dedicates a significant amount of time (more than half-time) to Carver Financial Services as an owner/proprietor.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Carver Financial Services INC
January 2003 - Present · 23 yrs 4 mos
Raymond James Financial Services, INC.Broker
December 1990 - Present · 35 yrs 5 mos
Previous Registrations
Raymond James Financial Services
November 1999 - January 2009 · 9 yrs 2 mos
Edward D. Jones & CO., L.P.Broker
March 1987 - July 1988 · 1 yr 4 mos
Edward D. Jones & CO., L.P.Broker
November 1986 - December 1990 · 4 yrs 1 mo
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.