Polly Small
Polly Small is a ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mentor, OH, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7473 Center Street, Mentor, OH, 44060
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Polly works as a sales assistant for CFS, LLC, starting in 2025. This takes about half of her time, including about a quarter of her time during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations17 states
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