Roger Augustyn is a registered investment advisor at Cwm, LLC, based in Omaha, NE, with 38 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CWM, LLC charges an annual fee based on a percentage of the value of your investments. This fee can be up to 2.50% annually. The exact fee is negotiable and depends on factors like the size of your account, the types of assets, and the complexity of your situation. Different investment advisor representatives may charge different fees for the same services. CWM retains a portion of the fee for administrative and support services. Fees are typically deducted from your account quarterly.
Location
14600 Branch St., Omaha, NE, 68154
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is an insurance sales owner since 1986, dedicating minimal time to this activity. He is also an Investment Advisor Representative (IAR) with Arbor Point Advisors, spending more than full-time providing investment advice.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Arbor Point Advisors
Wealthplan Partners
Securities America, INC.Broker
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
Vsr Advisory Services
Vsr Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Morgan Peabody, INC.Broker
Sii Investments, INC.Broker
Financial Solutions, INC.
Vsr Financial Services, INC.Broker
Financial Network Investment CorporationBroker
Mutual Benefit Financial Service CompanyBroker
Prime Financial Securities, INC.Broker
R.T. Caldwell & CO., IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.