GJ
GJ

Gregory Johnson

38 Years of Experience
Shoreview, MN
Broker

Gregory Johnson is a registered investment advisor at RBC Capital Markets, LLC, based in Shoreview, MN, with 38 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

520 West Highway 96, Suite 100, Shoreview, MN, 55126-1904

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
February 2009 - Present · 17 yrs 5 mos
RBC Capital Markets, LLC
February 2009 - Present · 17 yrs 5 mos
RBC Capital Markets, LLCBroker
February 2009 - Present · 17 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
April 2007 - March 2009 · 1 yr 11 mos
UBS Financial Services INC.Broker
November 2006 - March 2009 · 2 yrs 4 mos
Piper Jaffray & CO.Broker
January 1993 - February 2006 · 13 yrs 1 mo
John G. Kinnard and Company, IncorporatedBroker
November 1986 - January 1993 · 6 yrs 2 mos
State Registrations44 states
AKARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNENHNJNVNYOHOKORPASCSDTNTXVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.