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Robert Scott

39 Years of Experience
Hunt Valley, MD
2 DisclosuresBroker

Robert Scott is a registered investment advisor at Wells Fargo Advisors, based in Hunt Valley, MD, with 39 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

230 Schilling Cir Ste 300, Hunt Valley, MD, 21031

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2015
Customer Dispute
November 1999
Denied
Other Business Activities

Robert owns rental property and is a co-owner with his spouse of Storm Front Farm, where they breed and train horses. He is also an investment committee member of Elkridge Harford Hunt Club, a private fox hunting club.

Employment History
Current Registrations
Wells Fargo Advisors
June 2015 - Present · 11 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2015 · 6 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2015 · 6 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 1999 - April 2007 · 7 yrs 6 mos
Morgan Stanley Dw INC.Broker
September 1999 - April 2007 · 7 yrs 7 mos
Painewebber IncorporatedBroker
January 1995 - September 1999 · 4 yrs 8 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1988 - January 1995 · 6 yrs 2 mos
Baker, Watts & CO., INC.Broker
November 1986 - October 1988 · 1 yr 11 mos
State Registrations16 states
CTDEFLGAKYMDMINCNJNYPASCTNVAVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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