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William Weeks

39 Years of Experience
Rocky Mount, NC
1 DisclosureBroker

William Weeks is a registered investment advisor at Wells Fargo Advisors, based in Rocky Mount, NC, with 39 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

80 Guardian Ct Ste 115, Rocky Mount, NC, 27804

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Final
Employment History
Current Registrations
Wells Fargo Advisors
December 2001 - Present · 24 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
October 1999 - Present · 27 yrs
Wells Fargo Clearing Services, LLC
October 1999 - Present · 27 yrs
Previous Registrations
First Union Capital Markets CORP.Broker
January 1987 - October 1999 · 12 yrs 9 mos
State Registrations41 states
ALARAZCACOCTDCDEFLGAHIIDILINKSLAMAMDMIMNMOMSMTNCNENJNVNYOHOKPARISCTNTXUTVAVirgin IslandsWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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