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Steven Tann
17 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Steven Tann is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 17 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
10877 Wilshire Blvd, Ste 1700, Los Angeles, CA, 90024
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2025Pending
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
January 2022 - Present · 4 yrs 4 mos
Wells Fargo Advisors
January 2022 - Present · 4 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
April 2012 - January 2022 · 9 yrs 9 mos
J.P. Morgan Securities LLC
April 2012 - January 2022 · 9 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2010 - May 2012 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
April 2010 - May 2012 · 2 yrs 1 mo
Oppenheimer & CO., INC.Broker
January 1988 - June 1988 · 5 mos
E. F. Hutton & Company INCBroker
February 1987 - February 1988 · 1 yr
Bear, Stearns & CO. INC.Broker
January 1987 - January 1987 · 0 mos
State Registrations12 states
AZCACTFLGAMAMINCNVNYTXWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.