Octave Francis
Octave Francis is a registered investment advisor at Raymond James & Associates, INC., based in New Orleans, LA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
909 Poydras Street; Suite 1300, First Bank & Trust Tower, New Orleans, LA, 70112
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2001Regulatory
June 1999Regulatory
January 1990Other Business Activities
Octave is the owner of Francis Financial Group, LLC, which is winding down its assets and liabilities, and now serves as a support entity to his RJA practice. He is also a Board Member/Commissioner for the New Orleans Aviation Board, where he chairs the Finance Committee; both activities take a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Ffc Capital Advisors, LLCBroker
Wfg Investments, INC.Broker
Ffc Capital Management
Fsc Securities CorporationBroker
Pan-American Financial AdvisersBroker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
First American National Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.