David Smith
David Smith is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Beavercreek, OH, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2149 North Fairfield Road, Suite# B, Beavercreek, OH, 45431
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Regulatory History (1)
Customer Dispute
June 2005Other Business ActivitiesSells Insurance
David owns SGM Agencies, Inc. and solicits insurance business through his agency. He also provides traditional life insurance coverage and long-term nursing home care through FSC approved vendors, dedicating minimal time to trustee duties for a nephew's trust.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Brazie Financial Securities, INC.Broker
Fsc Securities CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.