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Scott Miller

39 Years of Experience
Scottsdale, AZ
Broker

Scott Miller is a registered investment advisor at Raymond James & Associates, INC., based in Scottsdale, AZ, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

14850 N. Scottsdale Road, Suite 155, Scottsdale, AZ, 85254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Scott is a partner in Minty 22 LLC, a rental real estate business, since 2019. He spends minimal time paying bills associated with the rental property.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2022 - Present · 4 yrs 2 mos
Raymond James & Associates, INC.
July 2022 - Present · 4 yrs 2 mos
Raymond James & Associates, INC.Broker
July 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2008 - July 2022 · 14 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
February 2008 - July 2022 · 14 yrs 5 mos
UBS Financial Services INC.
December 2000 - March 2008 · 7 yrs 3 mos
UBS Financial Services INC.Broker
October 1998 - March 2008 · 9 yrs 5 mos
Prudential Securities IncorporatedBroker
October 1992 - October 1998 · 6 yrs
Lehman Brothers INC.Broker
February 1988 - November 1992 · 4 yrs 9 mos
E. F. Hutton & Company INCBroker
January 1987 - February 1988 · 1 yr 1 mo
State Registrations23 states
ALAZCAFLGAIDILKYMIMNMTNCNVOHOKORSCTNTXUTVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.