PF
PF

Peter Ferriero

23 Years of Experience
Peabody, MA

Peter Ferriero is a registered investment advisor at Rocky Hill Advisors INC., based in Peabody, MA, with 23 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 106 clients with $89M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
106 clients
Average Client Portfolio
$837K average
Assets Under Management
$88.7M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Rocky Hill Advisors charges an annual fee, paid quarterly, based on the value of your portfolio. This fee ranges from 0.40% to 1% of the assets they manage. Fees are negotiable. They also offer a wrap program with a single annual fee that includes investment advisory, administrative, and transaction costs, also ranging from 0.40% to 1% of assets. Fees paid to independent managers range from 0.50% to 0.75%.

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Location

7 Essex Green Drive, Suite 53-55, Peabody, MA, 01960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter is the Founder/President of Rocky Hill Advisors, advising Native American Tribes on breach of trust cases. He also founded and presides over Top Gun Youth Hockey, Top Gun Arena Mgt., and New England Fall Prep Hockey League, collectively dedicating about a quarter of his time to these hockey-related activities.

Employment History
Current Registrations
Rocky Hill Advisors INC.
March 2003 - Present · 23 yrs 2 mos
State Registrations2 states
MANH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Ferriero - Financial Advisor | TrueAdvisor