Daniel Doherty is a PFS-designated registered investment advisor at Financial Transparency, based in Peabody, MA, with 25 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 233 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial Transparency offers three investment management programs with fees that are negotiated with your advisor, but will not exceed the following:
- Let's Get Started: Not to exceed 1.00% of your portfolio per year.
- Managed Investment Portfolios: Not to exceed 1.75% of your portfolio per year. Minimum investment of $25,000.
- Customized Managed Accounts: Not to exceed 2.15% of your portfolio per year. Minimum investment of $150,000.
Location
8 Essex Center Drive, Peabody, MA, 01960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Daniel is a shareholder in a law firm, Maclean, Holloway, Doherty, Ardiff & Sheehan, P.C., dedicating nearly full-time hours to practicing law. He also owns Oak Knoll Consulting Services, LLC, a financial services firm, and provides fiduciary services as a trustee, spending about 10-20% of his time on this.
Employment History
Current Registrations
Financial Transparency
Previous Registrations
Cssc Brokerage Services, INC.Broker
Mutual Service CorporationBroker
Trustee Empowerment & Protection, INC.
Fsc Securities CorporationBroker
State Registrations1 state
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