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Keith Gillotti

39 Years of Experience
Danbury, CT
1 DisclosureBroker

Keith Gillotti is a registered investment advisor at Wells Fargo Advisors, based in Danbury, CT, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

44 Old Ridgebury Rd, 135 A 1st Fl, Danbury, CT, 06810

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2000
Settled
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2025 - Present · 7 mos
Wells Fargo Advisors
October 2025 - Present · 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - October 2025 · 22 yrs 3 mos
Wells Fargo Advisors
July 2003 - October 2025 · 22 yrs 3 mos
Prudential Securities Incorporated
May 1995 - July 2003 · 8 yrs 2 mos
Prudential Securities IncorporatedBroker
April 1995 - July 2003 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1991 - May 1995 · 4 yrs 4 mos
Jesup, Josephthal Securities CO., INC.Broker
January 1989 - January 1991 · 2 yrs
Evans & CO., INC.Broker
December 1986 - December 1988 · 2 yrs
State Registrations31 states
ALAZCACOCTDCDEFLGAIAILINMAMDMEMONCNHNJNVNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.