RV
RV
Richard Vaughan is a registered investment advisor at 401k Advisory Group, INC., based in Sandy Springs, GA, with 20 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$205K
Fee Structure
Investment management only (planning not offered)
One-Time Plan:$3,000
Hourly Rate:$250/hr
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Location
Sandy Springs, GA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
401k Advisory Group, INC.
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
401k Advisory Group, INC.
May 2019 - December 2023 · 4 yrs 7 mos
401k Advisory Group, INC.
January 2010 - December 2017 · 7 yrs 11 mos
Centaurus Financial, INC.
February 2005 - November 2009 · 4 yrs 9 mos
Waterstone Financial Group, INC.
May 2004 - December 2004 · 7 mos
Citigroup Global Markets INC.
January 2004 - May 2004 · 4 mos
State Registrations1 state
GA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.