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Gwen Dadoly

Advice and Planning Services
29 Years of Experience
Hyannis, MA
1 DisclosureBroker
View SEC Summary
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Gwen Dadoly is a registered investment advisor at Advice and Planning Services, based in Hyannis, MA, with 29 years of industry experience. Gwen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Independence Drive, Offices 109,112, Hyannis, MA, 02601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2017
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
May 2016 - Present · 10 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLC
May 2016 - Present · 10 yrs 5 mos
Advice and Planning Services
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLC
October 2014 - March 2016 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
October 2014 - March 2016 · 1 yr 5 mos
LPL Financial LLC
September 2012 - August 2014 · 1 yr 11 mos
LPL Financial LLCBroker
August 2012 - August 2014 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2012 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - June 2012 · 2 yrs 8 mos
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
November 2002 - October 2004 · 1 yr 11 mos
Citicorp Investment ServicesBroker
January 2001 - September 2002 · 1 yr 8 mos
Compass Securities CorporationBroker
September 1993 - December 1994 · 1 yr 3 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1989 - August 1991 · 1 yr 10 mos
Bear, Stearns & CO. INC.Broker
November 1987 - February 1989 · 1 yr 3 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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