Stephen Wiper
Stephen Wiper is a registered investment advisor at Advice and Planning Services, based in Hyannis, MA, with 33 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.15% |
Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.
Fee Estimator
Location
100 Independence Drive, Offices 109,112, Hyannis, MA, 02601
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2009Customer Dispute
December 2003Customer Dispute
May 2003Employment History
Current Registrations
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Tiaa-Cref Individual & Institutional Services, LLC
Previous Registrations
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Cco Investment Services CORP.Broker
Fis Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Gwen DadolyAdvice and Planning Services
- Jchristopher Boyd, CFPWealth Enhancement Advisory Services, LLC
- William Scotti, CFPCommonwealth Financial Network
- Mark Gianno, CFPOsaic Wealth, INC.
- Caden Buckley, CFPBeacon Financial Planning, INC
- Michael Marchese, CFPCommonwealth Financial Network