Kenneth Wood
Kenneth Wood is a registered investment advisor at LPL Financial LLC, based in Worcester, MA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1 Mercantile St Ste 530, Worcester, MA, 01608
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth operates under the DBA North Pointe Wealth Management for his LPL business and has a non-variable insurance business. He also has a for-profit business, East Coast Turf Products, Inc.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Investors Capital CORP.Broker
Coburn & Meredith, INC.Broker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
Robert Thomas Securities, INCBroker
Nathan & Lewis Securities, INC.Broker
Shearson Lehman Hutton INC.Broker
American Express Financial Advisors INC.Broker
Shawmut Brokerage Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.