Anna Somoza is a registered investment advisor, based in Miami, FL, with 38 years of industry experience.
Location
1221 Brickell Avenue, 27th Floor, Miami, FL, 33131
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Regulatory History (2)
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Regulatory
July 2010Final
Employment Separation After Allegations
September 2008Other Business Activities
Anna owns Island Mice, ordering materials and approving production, dedicating minimal time. She also devotes about a quarter of her time to Insigneo Advisory Services LLC.
Employment History
Current Registrations
Insigneo Securities, LLC
August 2023 - Present · 2 yrs 8 mos
Insigneo Advisory Services, LLC
August 2023 - Present · 2 yrs 8 mos
Insigneo Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Previous Registrations
Morgan Stanley
October 2010 - August 2023 · 12 yrs 10 mos
Morgan StanleyBroker
June 2009 - August 2023 · 14 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley & CO. Incorporated
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
UBS International INC.
June 2002 - September 2008 · 6 yrs 3 mos
UBS International INC.Broker
June 2002 - September 2008 · 6 yrs 3 mos
UBS Painewebber INC.Broker
January 1995 - June 2002 · 7 yrs 5 mos
UBS Painewebber INC.
January 1995 - June 2002 · 7 yrs 5 mos
Lehman Brothers INC.Broker
September 1987 - February 1995 · 7 yrs 5 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.