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Lisa Yawger

29 Years of Experience
Scottsdale, AZ
Broker

Lisa Yawger is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6991 E Camelback Rd, Ste D200, Scottsdale, AZ, 85251

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
April 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2018 - April 2023 · 5 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
October 2017 - April 2023 · 5 yrs 6 mos
Eight Capital CORP.Broker
July 2017 - July 2017 · 0 mos
Edgecrest Capital (USA) INC.Broker
July 2011 - May 2015 · 3 yrs 10 mos
Piper Jaffray & CO.Broker
September 2008 - January 2009 · 4 mos
Countrywide Securities CorporationBroker
January 2001 - September 2008 · 7 yrs 8 mos
Painewebber IncorporatedBroker
September 1991 - November 2000 · 9 yrs 2 mos
State Registrations15 states
AZCACOFLIDMOMTNJNMNYOKTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.