Dennis Bell is a CFP-designated registered investment advisor at LPL Financial LLC, based in La Jolla, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
La Jolla, CA
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Regulatory History (1)
Customer Dispute
November 2015Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
E*trade Capital Management, LLC
E*trade Securities LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Edward JonesBroker
Fiserv Investor Services, INC.Broker
Sentra Securities CorporationBroker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Pruco Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.