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Freddie Barbour

38 Years of Experience
Lynchburg, VA
2 DisclosuresBroker

Freddie Barbour is a registered investment advisor at LPL Financial LLC, based in Lynchburg, VA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

410 Bay St Ste B, Lynchburg, VA, 24501

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2023
Closed-No Action
Criminal
August 2023
Pending Charge
Other Business Activities

Freddie operates Freedom Financial Group, LLC as a DBA for LPL business and is involved in real estate rental. He also markets and sells MLK Holiday Legislation prints and provides tax preparation and accounting services through Freedom Tax Service.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2018 - Present · 7 yrs 7 mos
LPL Financial LLC
December 2018 - Present · 7 yrs 7 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - December 2018 · 1 mo
Royal Alliance Associates, INC.
November 2018 - December 2018 · 1 mo
Signator Investors, INC.
November 2015 - November 2018 · 3 yrs
Signator Investors, INC.Broker
November 2015 - November 2018 · 3 yrs
Investors Capital Advisory
August 2012 - November 2015 · 3 yrs 3 mos
Investors Capital CORP.Broker
August 2012 - November 2015 · 3 yrs 3 mos
Allstate Financial Services, LLCBroker
July 2012 - August 2012 · 1 mo
Investors Capital Advisory
November 2005 - June 2012 · 6 yrs 7 mos
Eastern Point Advisors INC.
August 2004 - February 2005 · 6 mos
Investors Capital CORP.Broker
May 2002 - June 2012 · 10 yrs 1 mo
Signator Investors, INC.Broker
January 1989 - April 2002 · 13 yrs 3 mos
John Hancock Mutual Life Insurance CompanyBroker
January 1989 - May 1997 · 8 yrs 4 mos
Equico Securities, INC.Broker
May 1987 - December 1988 · 1 yr 7 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1987 - December 1988 · 1 yr 7 mos
State Registrations11 states
ALDCFLMDMSNCOHSCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Freddie Barbour - Financial Advisor | TrueAdvisor