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William Hengerer

LPL Financial LLC
28 Years of Experience
Lynchburg, VA
1 DisclosureBroker
View SEC Summary
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William Hengerer is a registered investment advisor at LPL Financial LLC, based in Lynchburg, VA, with 28 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

311 Rivermont Ave, Ste 1, Lynchburg, VA, 24504

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William operates James River Private Wealth as a DBA for his LPL business, dedicating a few hours per week, and works as a Resort Sommelier at Primland Resort for minimal time. He also has a business entity for tax/investment purposes and owns Peony Properties, LLC for real estate rental, each taking minimal time.

Employment History
Current Registrations
LPL Financial LLC
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
August 1998 - June 2024 · 25 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 1998 - June 2024 · 25 yrs 11 mos
Ids Life Insurance CompanyBroker
July 1998 - July 2006 · 8 yrs
State Registrations21 states
ALCODCFLGAHIINMAMDNCNJNYOHORPARISCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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