Daniel Maurer is a registered investment advisor at Dwm Family Wealth, based in Castle Rock, CO, with 34 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 34 clients with $23M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
DWM Family Wealth uses sub-advisers to manage your investments. The total annual fee for investment management will be a maximum of 1%, which includes DWM Family Wealth's fee and the sub-adviser's fee. The sub-adviser will deduct the fee from your account and pay DWM Family Wealth directly.
Location
Castle Rock, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel is involved in sales and marketing with Capital Tide, helping distribute private placements to RIAs, dedicating minimal time. He also serves as CEO and Advisor at DWM Family Wealth, a registered investment advisor, spending full-time hours on this role.
Employment History
Current Registrations
Dwm Family Wealth
Previous Registrations
James Alpha Advisors, LLC
Fdx Capital LLCBroker
Global Financial Private Capital, LLC
People's United Advisors, INC.
People's Securities, INC.
People's Securities, INC.Broker
Gerstein Fisher
Gfa Securities, LLCBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Curian Clearing, LLCBroker
Jackson National Life Distributors LLCBroker
Curian Capital, LLC
Investment Centers of America, INC.Broker
Sands Brothers & CO., LTD.Broker
Fahnestock & CO. INC.Broker
Josephthal & CO., INC.Broker
Nathan & Lewis Securities, INC.Broker
Vtr Capital, INC.Broker
Vtr Capital, INC.Broker
Financial Network Investment CorporationBroker
Griffin Financial ServicesBroker
Baring Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.