AQ
CFP
AQ
CFP

Alec John Quaid

9 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
730 advisors
Number of Clients
131,206 clients
Average Client Portfolio
$284K average
Assets Under Management
$37.3B

Fee Structure

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Location

Castle Rock, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Alec provides investment advice through Private Advisor Group, LLC, under the business names Poterack Capital Advisory, Inc. and Poterack Capital Advisory, dedicating nearly full-time hours to this activity. Alec also holds an insurance license and may recommend insurance products on a commission basis, separate from his investment advisory services, and is a board member with Colorado Financial Planning Association.

Employment History
Current Registrations
Private Advisor Group, LLC
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Novem Group
July 2020 - November 2023 · 3 yrs 4 mos
American Portfolios Advisors, INC
May 2019 - November 2023 · 4 yrs 6 mos
American Portfolios Financial Services, INC.Broker
March 2019 - November 2023 · 4 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
October 2016 - March 2019 · 2 yrs 5 mos
State Registrations2 states
COIL
Advisor
Exams
No exam information available for this advisor.