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Darrell Delphen

Independent Financial Group, LLC
38 Years of Experience
Dallas, TX
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Darrell Delphen is a registered investment advisor at Independent Financial Group, LLC, based in Dallas, TX, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

View Full SEC Brochure

Location

4851 Lbj Fwy, Suite 1175, Dallas, TX, 75244

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Settled
Customer Dispute
June 2004
Denied
Customer Dispute
June 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Darrell uses Cornerstone Financial Services, Inc. as a DBA for marketing purposes and dedicates about a quarter of his time to it. He is also a Texas insurance agent offering various types of insurance products and an independent contractor for Liberty Silver & Gold, LLC, offering sales of physical precious metal bullion, dedicating minimal time to each.

Employment History
Current Registrations
Independent Financial Group, LLC
January 2018 - Present · 8 yrs 4 mos
Independent Financial Group, LLCBroker
May 2012 - Present · 14 yrs
Previous Registrations
Cornerstone Financial Services, INC.
May 2009 - December 2023 · 14 yrs 7 mos
Cambridge Legacy Securities L.L.C.Broker
October 2008 - May 2012 · 3 yrs 7 mos
Intersecurities, INC.
January 2005 - October 2008 · 3 yrs 9 mos
Intersecurities, INC.Broker
August 1997 - October 2008 · 11 yrs 2 mos
Mariner Financial Services, INC.Broker
September 1995 - August 1997 · 1 yr 11 mos
Metlife Securities INC.Broker
June 1991 - September 1995 · 4 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
June 1991 - September 1995 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1989 - March 1991 · 1 yr 3 mos
F.N. Wolf & CO., INC.Broker
May 1988 - October 1989 · 1 yr 5 mos
Sherwood Capital, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
State Registrations28 states
AKALARCACOFLGAIDILINLAMIMNMSMTNCNHNJNMNYOHOKORSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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