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JT
CFP
JT
CFP

Jerry Tuma

Independent Financial Group, LLC
44 Years of Experience
Dallas, TX
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Jerry Tuma is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Dallas, TX, with 44 years of industry experience. Jerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4851 Lbj Fwy, Suite 1175, Dallas, TX, 75244

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2022
Settled
Customer Dispute
December 2018
Settled
Customer Dispute
April 2017
Denied
Customer Dispute
November 2009
Settled
Customer Dispute
October 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jerry owns Liberty Silver & Gold, LLC, selling gold and silver bullion and coins. He is also the owner and investment advisor representative of Cornerstone Financial Services, Inc., and a Texas insurance agent selling various insurance products; he spends nearly full-time on this RIA. Jerry is also an author and public speaker.

Employment History
Current Registrations
Independent Financial Group, LLC
January 2018 - Present · 8 yrs 9 mos
Independent Financial Group, LLCBroker
May 2012 - Present · 14 yrs 5 mos
Previous Registrations
Independent Financial Group, LLC
January 2013 - January 2013 · 0 mos
Cambridge Legacy Securities L.L.C.Broker
September 2008 - May 2012 · 3 yrs 8 mos
Aig Financial Advisors, INC.Broker
October 2005 - September 2008 · 2 yrs 11 mos
Sunamerica Securities, INC.Broker
May 1992 - October 2005 · 13 yrs 5 mos
Cornerstone Financial Services, INC.
October 1987 - December 2023 · 36 yrs 2 mos
Anchor National Financial Services, INC.Broker
May 1982 - May 1992 · 10 yrs
Waddell & Reed, INC.Broker
May 1981 - November 1981 · 6 mos
State Registrations32 states
AKALARCACOFLGAIDILINLAMAMIMNMSMTNCNHNJNMNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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