Anne Hagan is a CFP-designated registered investment advisor, based in Naples, FL, with 31 years of industry experience. Anne is also registered as a broker, so some compensation may come from commissions on products sold.
Location
999 Vanderbilt Beach Rd, Suite 200, Naples, FL, 34108
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anne sells fixed life insurance products since 2016 and spends minimal time with Toastmasters Speakers Bureau. She is also a published author of a financial workbook, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Sigma Financial CorporationBroker
Spc
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Scott & Stringfellow, INC.Broker
Scott & Stringfellow, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nila Mohibi, ChFCEdward Jones
- Kodie Fridley, CFPMorgan Stanley
- Tyler Holes, CFPHbks Wealth Advisors
- Nicholas Petralia, CFPLPL Financial LLC
- Richard Simpson, CFP, ChFCMoran Wealth Management, LLC
- Timothy Evanson, CFPLPL Financial LLC