Robert Riley
Robert Riley is a registered investment advisor at LPL Financial LLC, based in Hattiesburg, MS, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6440 Us Hwy 98, Hattiesburg, MS, 39402
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2015Other Business Activities
Robert operates Riley Darby Wilson Private Wealth Management Group as a DBA for his LPL business, dedicating nearly all of his time to it. He also owns ALR Limited Liability, farms livestock, has Maverick Oil & Gas LLC, an oil and gas business, and RDW Ventures, a real estate rental business, but spends minimal time on these other ventures.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.