Paul Lyons is a CFP-designated registered investment advisor at Sanders Morris LLC, based in Frisco, TX, with 20 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 613 clients with $990M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sanders Morris offers investment management through various wrap fee programs. The fees vary depending on the program selected. The fees cover investment advice, selection, and allocation. The total program fee includes advisor fees and administrative fees. The advisor fee is negotiable, while the administrative fee is not. The total program fee is payable quarterly. The fee is based on the market value of the securities held in the account. The fee calculation follows a blended schedule. Lower fees may be available in other programs or from other sources. The fees do not include mutual fund or ETF expenses, margin interest, or other fees.
Location
17 Cowboys Way, Suite 300, Frisco, TX, 75034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Paul is an Investment Adviser Representative of Cain, Watters & Associates, LLC, but spends minimal time in this role. He is also a Financial and Operations Principal (FinOp) with Sanders Morris Harris, dedicating about 10% of his time to these duties.
Employment History
Current Registrations
Sanders Morris LLCBroker
Tectonic Advisors LLC
Cain, Watters & Associates, LLC
Previous Registrations
Tectonic Securities, LLCBroker
Kpmg Investment Advisors
State Registrations1 state
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