Frederick Pazmino is a registered investment advisor at Morgan Stanley, based in New York, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2014 - Present · 11 yrs 9 mos
Morgan StanleyBroker
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
Oppenheimer & CO. INC.
April 2006 - August 2014 · 8 yrs 4 mos
Oppenheimer & CO. INC.Broker
May 2004 - August 2014 · 10 yrs 3 mos
Bear, Stearns & CO. INC.Broker
March 2004 - May 2004 · 2 mos
UBS Financial Services INC.Broker
February 1996 - March 2004 · 8 yrs 1 mo
Lehman Brothers INC.Broker
January 1987 - February 1996 · 9 yrs 1 mo
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.