TrueAdvisor
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Timothy Patrick Anderson

Delta Investment Management, LLC
37 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Delta Investment Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
24 advisors
Number of Clients
1,212 clients
Average Client Portfolio
$636K average
Assets Under Management
$770.8M

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee

Location

708 Montgomery Street, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Delta Investment Management, LLC
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Delta Investment Management, LLC
October 2019 - April 2024 · 4 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated
May 2015 - October 2019 · 4 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2015 - October 2019 · 4 yrs 5 mos
Oppenheimer & CO. INC.
September 2007 - June 2015 · 7 yrs 9 mos
Oppenheimer & CO. INC.Broker
September 2007 - June 2015 · 7 yrs 9 mos
Morgan Stanley & CO., Incorporated
April 2007 - September 2007 · 5 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - September 2007 · 5 mos
Morgan Stanley
December 2002 - April 2007 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
December 2002 - April 2007 · 4 yrs 4 mos
UBS Painewebber INC.
April 2001 - December 2002 · 1 yr 8 mos
UBS Painewebber INC.Broker
June 1999 - December 2002 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
April 1994 - June 1999 · 5 yrs 2 mos
Smith Barney Shearson INC.Broker
July 1993 - April 1994 · 9 mos
Lehman Brothers INC.Broker
October 1992 - July 1993 · 9 mos
Everen Securities, INC.Broker
February 1991 - October 1992 · 1 yr 8 mos
Painewebber IncorporatedBroker
June 1989 - February 1991 · 1 yr 8 mos
Drexel Burnham Lambert IncorporatedBroker
February 1989 - June 1989 · 4 mos
Smith-Thomas Investment Services, INC.Broker
October 1988 - March 1989 · 5 mos
I.K. Securities, LTD.Broker
June 1988 - July 1988 · 1 mo
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.