DK
ChFC
DK
ChFC

Donald Klaas

39 Years of Experience
Chesterfield, MO
BrokerSells Insurance

Donald Klaas is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chesterfield, MO, with 39 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

Chesterfield, MO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Donald may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. These insurance companies are not affiliated with Northwestern Mutual.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2006 - Present · 20 yrs 4 mos
Northwestern Mutual Investment Services, LLC
March 1987 - Present · 39 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
March 1987 - Present · 39 yrs 2 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
December 1998 - January 2002 · 3 yrs 1 mo
State Registrations6 states
AZDCFLMOMTOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Donald Klaas - Financial Advisor | TrueAdvisor