RJ
RJ

Rex Johnson

39 Years of Experience
Cincinnati, OH
2 DisclosuresBroker

Rex Johnson is a registered investment advisor at LPL Financial LLC, based in Cincinnati, OH, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

7408 Jager Ct, Cincinnati, OH, 45230

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2025
Customer Dispute
February 2002
Denied
Other Business Activities

Rex is a principal/partner at Watchpoint Financial Group LLC, dedicating about 10-20% of his time to branch operations. He also serves as treasurer for Pirate's Cove Condominium Association and president of Legendary Run Community Association, and owns rental property, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 10 mos
LPL Financial LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Wells Fargo Advisors
August 2003 - August 2025 · 22 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2002 - August 2025 · 23 yrs 3 mos
UBS Painewebber INC.Broker
January 1992 - June 2002 · 10 yrs 5 mos
Home Life Insurance CompanyBroker
May 1991 - January 1992 · 8 mos
W. S. Griffith & CO., INC.Broker
May 1991 - January 1992 · 8 mos
Pruco Securities CorporationBroker
December 1986 - May 1991 · 4 yrs 5 mos
State Registrations16 states
CADCFLGAILINKYMDMEMINCNMOHSCTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.