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CFP
JS
CFP

John Sturgis

HUB Investment Partners, LLC
37 Years of Experience
Albuquerque, NM
2 Disclosures
View SEC Summary
View SEC Summary

John Sturgis is a CFP-designated registered investment advisor at HUB Investment Partners, LLC, based in Albuquerque, NM, with 37 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,127 clients with $12B in assets under management.

HUB Investment Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
6,127 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$11.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.50%
$100K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $7.0M0.75%
$7.0M - $10.0M0.50%
$10M+0.50%

Fees for accounts over $10,000,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6565 Americas Pkwy Ne, Albuquerque, NM, 87110

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Customer Dispute
February 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
HUB Investment Partners, LLC
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Tcg Advisors
January 2021 - December 2021 · 11 mos
TD Ameritrade Investment Management, LLC
January 2019 - September 2020 · 1 yr 8 mos
TD Ameritrade, INC.
January 2019 - September 2020 · 1 yr 8 mos
TD Ameritrade, INC.Broker
January 2019 - September 2020 · 1 yr 8 mos
Charles Schwab & CO., INC.
April 2014 - December 2018 · 4 yrs 8 mos
Charles Schwab & CO., INC.Broker
April 2014 - December 2018 · 4 yrs 8 mos
CUNA Brokerage Services, INC.
March 2010 - March 2014 · 4 yrs
CUNA Brokerage Services, INC.Broker
March 2010 - March 2014 · 4 yrs
LPL Financial Corporation
July 2009 - March 2010 · 8 mos
LPL Financial CorporationBroker
July 2009 - March 2010 · 8 mos
CUNA Brokerage Services, INC.
May 2008 - June 2009 · 1 yr 1 mo
CUNA Brokerage Services, INC.Broker
May 2008 - June 2009 · 1 yr 1 mo
LPL Financial Corporation
August 2007 - May 2008 · 9 mos
LPL Financial CorporationBroker
August 2007 - May 2008 · 9 mos
Xcu Capital Corporation, INC.
May 2006 - November 2007 · 1 yr 6 mos
Xcu Capital Corporation, INC.Broker
May 2006 - November 2007 · 1 yr 6 mos
U.S. Bancorp Investments, INC.
November 2005 - May 2006 · 6 mos
U.S. Bancorp Investments, INC.Broker
March 2005 - May 2006 · 1 yr 2 mos
Xcu Capital Corporation, INC.
October 2004 - February 2005 · 4 mos
Xcu Capital Corporation, INC.Broker
October 2004 - February 2005 · 4 mos
Ifmg Securities, INC.
January 2004 - October 2004 · 9 mos
Ifmg Securities, INC.Broker
December 2003 - October 2004 · 10 mos
Uboc Investment Services, INC.
March 2003 - December 2003 · 9 mos
Uboc Investment Services, INC.Broker
March 2003 - December 2003 · 9 mos
Linsco/private Ledger CORP.
June 2000 - March 2003 · 2 yrs 9 mos
Linsco/private Ledger CORP.Broker
May 2000 - March 2003 · 2 yrs 10 mos
Bisys Brokerage Services, INC.Broker
December 1999 - June 2000 · 6 mos
Fiserv Investor Services, INC.Broker
February 1999 - December 1999 · 10 mos
Cal Fed InvestmentsBroker
November 1998 - March 1999 · 4 mos
Duerr Financial CorporationBroker
January 1995 - November 1998 · 3 yrs 10 mos
Ub Investment Services, INC.Broker
September 1994 - January 1995 · 4 mos
Great Western Financial Securities CorporationBroker
March 1994 - April 1994 · 1 mo
Colonial Investment ServicesBroker
June 1993 - March 1994 · 9 mos
Ba Investment Services, INC.Broker
May 1992 - August 1992 · 3 mos
Gna Securities, INC.Broker
December 1990 - June 1992 · 1 yr 6 mos
Pacific First Securities, LTD.Broker
January 1990 - November 1990 · 10 mos
Integrated Resources Investment Centers, INC.Broker
July 1989 - January 1990 · 6 mos
Painewebber IncorporatedBroker
April 1988 - April 1989 · 1 yr
Prudential-Bache Securities INC.Broker
September 1987 - May 1988 · 8 mos
Waddell & Reed, INC.Broker
January 1987 - September 1987 · 8 mos
State Registrations8 states
CACOFLNMNYSDTXWA
Advisor

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Exams
No exam information available for this advisor.
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