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ChFC
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ChFC

Vicki Brackens

LPL Financial LLC
35 Years of Experience
Syracuse, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Vicki Brackens is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Syracuse, NY, with 35 years of industry experience. Vicki is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 South Clinton St., Ste 110, Syracuse, NY, 13202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Vicki has several business activities, including DBAs for her LPL business and Stratos Wealth Partners. She also sells non-variable insurance and property & casualty insurance, and dedicates a minimal amount of time as a university advisor for Syracuse University.

Employment History
Current Registrations
LPL Financial LLC
December 2019 - Present · 6 yrs 10 mos
Stratos Wealth Partners, LTD
November 2018 - Present · 7 yrs 11 mos
LPL Financial LLCBroker
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Lincoln Financial Advisors CorporationBroker
March 2013 - December 2018 · 5 yrs 9 mos
Metlife Securities INC.Broker
November 2008 - March 2013 · 4 yrs 4 mos
Metlife Securities INC.
March 1998 - October 2008 · 10 yrs 7 mos
Metlife Securities INC.Broker
June 1991 - October 2008 · 17 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
June 1991 - July 2007 · 16 yrs 1 mo
State Registrations21 states
ALAZCACTDEFLGAILINMAMDMNNCNVNYOHSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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