Jeremy Caza
Jeremy Caza is a registered investment advisor at LPL Financial LLC, based in Syracuse, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
250 S Clinton St Ste 110, Syracuse, NY, 13202
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Regulatory History (1)
Criminal
August 2004Other Business ActivitiesSells Insurance
Jeremy is an agent for Hanleigh Insurance and Guardian, selling non-variable insurance products including disability insurance, dedicating minimal time to each. He also operates under multiple DBAs for his LPL business and has a financial institution duty with Carta Group, taking nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.