Steven Sellman
Steven Sellman is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Hackensack, NJ, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
433 Hackensack Avenue, 8th Floor, Hackensack, NJ, 07601
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2018Customer Dispute
September 1996Other Business Activities
Steven owns and manages a rental property in East Hampton, NY since 2022. This investment-related activity requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
RBC Capital Markets CorporationBroker
J. B. Hanauer & CO.Broker
RBC Dain Rauscher INC.Broker
Tucker Anthony IncorporatedBroker
Gibraltar Securities CO.Broker
First Interregional Equity CORP.Broker
Smith Barney INC.Broker
Halpert and Company, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.